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v1007_det16_stability_battery.py
verification/v1007_det16_stability_battery.py
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#!/usr/bin/env python3
# -*- coding: utf-8 -*-
"""v1007 -- CHIRAL4D.MIRROR.DET16.01 [C]: compressed DET16 stability
battery (counting line, covariance, dynamical Z2/Z4 links, SW,
BDL audit).
Provenance: experiments/tfpt-discovery/det16_gap_stability_probe.py
(19/19) + det16_dynamical_links_probe.py (124/124) + the 12-page
memorandum articles/2026-08-30/det16_mirror_gap_theorem_en.tex
(review wave 7, 2026-08-30). Imports the four-mode analogue from
v1002; does not import experiments/.
THE POINT. T1/T2 proved in v1002; T3 Michalakis--Zwolak cited-verified
(LTQO, t*>0, gap >= 1/2). Ordinary hopping is not block-diagonal, so
1/192 is boxed, not a theorem. Dynamical links stay [N] on a
compressed Z2/Z4 grid; BDL supplies no volume-uniform gap remainder.
[N] counting line n=2,3 at t in {0.05,0.10,0.20}; n=2 closing scan
through t=4 (no closing); Spin(4) covariance.
[N] dynamical Z2 L=2 (dim 128), Z2 L=3 (2048), Z4 L=2 (dim 72);
grid t in {0,0.2,0.4}, h_E in {0.5,1.0,2.0}; uniquely gapped.
Full-probe min gap 0.728854416 is pinned [N] from the
uncompressed 124-check scan (paper source-contains).
[N] second-order SW: gap = 1 - alpha t^2 + O(t^4); c_geo/L =
(1-1/L) m^2 bounded.
[X] flavor-selective mutant; 1/3-normalization mutant; BDL does
not yield a numeric t_BDL or a gap remainder.
MUST-FAIL: flavor-selective hopping breaks Spin(4); 1/3 projector
is not idempotent; wrong SW denominator fails the envelope.
HONEST SCOPE (firewall): four-mode analogue, open 1D chains, finite
Z2/Z4; n=4 65536 and the full t-scan to 4.0 on n=3,4 are out of
suite. CHIRAL4D.MIRROR.DET16.01 stays Candidate [C].
Python-only / Wolfram mirror deferred.
"""
from __future__ import annotations
from tex_sources import read_tex
from pathlib import Path
from dataclasses import dataclass
import numpy as np
import scipy.sparse as sp
from tfpt_constants import check, summary, reset
from v1002_spin10_mirror_projector import (
EIG_TOL,
PHI,
TOY_CLUSTER_MODES,
determinant_projector,
hopping_operator,
low_spectrum,
max_abs_sparse,
repeated_one_body,
second_quantize,
so4_vector_generators,
toy_hamiltonian,
)
HERE = __file__.rsplit("/", 1)[0]
ROOT = HERE.rsplit("/", 1)[0]
DET16_PAPER = (
ROOT
+ "/articles/2026-08-30/det16_mirror_gap_theorem_en.tex"
)
FULL_PROBE_MIN_GAP = 0.728854416
NUMERIC_TOL = 2.0e-9
COUNTING_STRENGTHS = (0.05, 0.10, 0.20)
CLOSING_STRENGTHS = (0.0, 0.5, 1.0, 2.0, 4.0)
DYN_MODELS = ((2, 2), (2, 3), (4, 2))
HOPPING_STRENGTHS = (0.0, 0.20, 0.40)
ELECTRIC_STRENGTHS = (0.5, 1.0, 2.0)
SW_TEST_STRENGTHS = (0.05, 0.10)
SW_ELECTRIC = (1.0, 2.0)
BDL_TRUNCATION_ORDER = 2
BDL_ANALOGUE_MODES = 4
BDL_DET16_MODES = 16
def report(name, ok, extra=""):
check("%s -- %s" % (name, extra) if extra else name, ok)
def tex_has(path: str, snippet: str) -> bool:
source = Path(path)
text = read_tex(source) if source.suffix == ".tex" else source.read_text(encoding="utf-8")
return snippet in text
def maximum_coordination(cluster_count: int) -> int:
if cluster_count < 2:
raise ValueError("need at least two clusters")
return 1 if cluster_count == 2 else 2
def counting_constant(cluster_count: int) -> int:
return TOY_CLUSTER_MODES * maximum_coordination(cluster_count)
def product_ground_projector(cluster_count: int) -> sp.csr_matrix:
_hamiltonian, projectors = toy_hamiltonian(
cluster_count, (PHI,) * cluster_count
)
result = sp.eye(projectors[0].shape[0], format="csr", dtype=complex)
for projector in projectors:
result = result @ projector
return result.tocsr()
def flavor_selective_hopping(cluster_count: int) -> sp.csr_matrix:
total_modes = TOY_CLUSTER_MODES * cluster_count
one_body = np.zeros((total_modes, total_modes), dtype=complex)
selected_flavor = 0
for cluster in range(cluster_count - 1):
left = TOY_CLUSTER_MODES * cluster + selected_flavor
right = TOY_CLUSTER_MODES * (cluster + 1) + selected_flavor
one_body[left, right] = 1.0
one_body[right, left] = 1.0
return second_quantize(one_body)
@dataclass(frozen=True)
class GaugeModel:
gauge_order: int
cluster_count: int
allowed_states: np.ndarray
state_to_index: dict[int, int]
mirror_hamiltonian: sp.csr_matrix
electric_energies: np.ndarray
hopping_hamiltonian: sp.csr_matrix
projectors: tuple[sp.csr_matrix, ...]
product_ground: np.ndarray
@dataclass(frozen=True)
class GridPoint:
gap: float
degeneracy: int
def centered_electric_flux(flux: int, gauge_order: int) -> int:
flux %= gauge_order
if flux > gauge_order // 2:
return flux - gauge_order
return flux
def cluster_occupations(state: int, cluster_count: int) -> tuple[int, ...]:
cluster_mask = (1 << TOY_CLUSTER_MODES) - 1
return tuple(
((state >> (TOY_CLUSTER_MODES * cluster)) & cluster_mask).bit_count()
for cluster in range(cluster_count)
)
def link_fluxes(state: int, cluster_count: int, gauge_order: int):
occupations = cluster_occupations(state, cluster_count)
cumulative_charge = 0
fluxes = []
for occupation in occupations[:-1]:
cumulative_charge = (cumulative_charge + occupation) % gauge_order
fluxes.append(cumulative_charge)
return tuple(fluxes)
def fermionic_hop(state: int, destination: int, source: int):
if not (state & (1 << source)) or state & (1 << destination):
return None
sign = -1 if (state & ((1 << source) - 1)).bit_count() & 1 else 1
intermediate = state ^ (1 << source)
if (intermediate & ((1 << destination) - 1)).bit_count() & 1:
sign *= -1
return intermediate | (1 << destination), sign
def gauge_hopping(allowed_states, state_to_index, cluster_count):
rows: list[int] = []
columns: list[int] = []
values: list[complex] = []
for column, state_value in enumerate(allowed_states):
state = int(state_value)
for left_cluster in range(cluster_count - 1):
for flavor in range(TOY_CLUSTER_MODES):
left = TOY_CLUSTER_MODES * left_cluster + flavor
right = left + TOY_CLUSTER_MODES
for destination, source in ((left, right), (right, left)):
transition = fermionic_hop(state, destination, source)
if transition is None:
continue
target_state, sign = transition
target = state_to_index.get(target_state)
if target is None:
raise RuntimeError("gauge hopping left the Gauss sector")
rows.append(target)
columns.append(column)
values.append(complex(sign))
result = sp.coo_matrix(
(values, (rows, columns)),
shape=(len(allowed_states), len(allowed_states)),
dtype=complex,
).tocsr()
result.sum_duplicates()
return result
def build_model(gauge_order: int, cluster_count: int) -> GaugeModel:
total_modes = TOY_CLUSTER_MODES * cluster_count
full_dimension = 1 << total_modes
allowed_states = np.fromiter(
(
state
for state in range(full_dimension)
if state.bit_count() % gauge_order == 0
),
dtype=np.int64,
)
state_to_index = {
int(state): index for index, state in enumerate(allowed_states)
}
full_mirror, full_projectors = toy_hamiltonian(
cluster_count, (PHI,) * cluster_count
)
selector = np.ix_(allowed_states, allowed_states)
mirror = full_mirror[selector].tocsr()
projectors = tuple(
projector[selector].tocsr() for projector in full_projectors
)
hopping = gauge_hopping(allowed_states, state_to_index, cluster_count)
electric_energies = np.zeros(len(allowed_states), dtype=float)
for index, state_value in enumerate(allowed_states):
electric_energies[index] = sum(
centered_electric_flux(flux, gauge_order) ** 2
for flux in link_fluxes(int(state_value), cluster_count, gauge_order)
)
product_ground = np.zeros(len(allowed_states), dtype=complex)
normalization = 2.0 ** (-0.5 * cluster_count)
for filled_pattern in range(1 << cluster_count):
matter_state = 0
filled_count = 0
for cluster in range(cluster_count):
if filled_pattern & (1 << cluster):
matter_state |= ((1 << TOY_CLUSTER_MODES) - 1) << (
TOY_CLUSTER_MODES * cluster
)
filled_count += 1
product_ground[state_to_index[matter_state]] = (
normalization * np.exp(1j * PHI * filled_count)
)
return GaugeModel(
gauge_order=gauge_order,
cluster_count=cluster_count,
allowed_states=allowed_states,
state_to_index=state_to_index,
mirror_hamiltonian=mirror,
electric_energies=electric_energies,
hopping_hamiltonian=hopping,
projectors=projectors,
product_ground=product_ground,
)
def analyze_grid_point(
model: GaugeModel, hopping_strength: float, electric_strength: float
) -> GridPoint:
electric = sp.diags(
electric_strength * model.electric_energies, format="csr", dtype=complex
)
hamiltonian = (
model.mirror_hamiltonian
+ electric
+ hopping_strength * model.hopping_hamiltonian
).tocsr()
eigenvalues = np.linalg.eigvalsh(hamiltonian.toarray())
ground_energy = float(eigenvalues[0])
degeneracy = int(np.sum(np.abs(eigenvalues - ground_energy) < EIG_TOL))
excited = eigenvalues[eigenvalues > ground_energy + EIG_TOL]
gap = float(excited[0] - ground_energy) if len(excited) else 0.0
return GridPoint(gap=gap, degeneracy=degeneracy)
def analytic_sw_coefficients(
cluster_count: int,
electric_strength: float,
wrong_active_denominator: bool = False,
) -> tuple[float, np.ndarray, float]:
mode_count = TOY_CLUSTER_MODES
bond_count = cluster_count - 1
ground_shift = (
-bond_count * mode_count / (2.0 * (electric_strength + 2.0))
)
active_denominator = electric_strength + (
2.0 if wrong_active_denominator else 1.0
)
first_band = np.zeros((cluster_count, cluster_count), dtype=float)
for cluster in range(cluster_count):
degree = int(cluster > 0) + int(cluster < cluster_count - 1)
first_band[cluster, cluster] = ground_shift + degree * (
mode_count / (2.0 * (electric_strength + 2.0))
- mode_count / (2.0 * active_denominator)
)
for cluster in range(cluster_count - 1):
first_band[cluster, cluster + 1] = (
mode_count / (2.0 * active_denominator)
)
first_band[cluster + 1, cluster] = first_band[cluster, cluster + 1]
first_minimum = float(np.linalg.eigvalsh(first_band)[0])
gap_suppression = ground_shift - first_minimum
return ground_shift, first_band, gap_suppression
def exact_gauge_structure_check(gauge_order: int) -> int:
largest_residue = TOY_CLUSTER_MODES % gauge_order
for direction in (-1, 1):
left_residue = (direction - direction) % gauge_order
right_residue = (-direction + direction) % gauge_order
largest_residue = max(largest_residue, left_residue, right_residue)
return largest_residue
def run():
reset()
print("v1007 CHIRAL4D.MIRROR.DET16.01: compressed stability battery")
print("\nCOUNTING LINE + HYPOTHESIS")
for cluster_count in (2, 3):
base, _projectors = toy_hamiltonian(
cluster_count, (PHI,) * cluster_count
)
hopping = hopping_operator(cluster_count)
c_value = counting_constant(cluster_count)
for strength in COUNTING_STRENGTHS:
spectrum = low_spectrum((base + strength * hopping).tocsr())
lower_line = 1.0 - 2.0 * c_value * abs(strength)
report(
"counting n=%d t=%.2f [N]" % (cluster_count, strength),
spectrum.degeneracy == 1
and spectrum.gap + EIG_TOL >= lower_line,
"c=%d line=%.6f gap=%.9f" % (c_value, lower_line, spectrum.gap),
)
cluster_count = 2
base, _projectors = toy_hamiltonian(cluster_count, (PHI,) * cluster_count)
hopping = hopping_operator(cluster_count)
ground_projector = product_ground_projector(cluster_count)
complement = (
sp.eye(base.shape[0], format="csr", dtype=complex) - ground_projector
)
off_diagonal_norm = float(
np.linalg.norm((complement @ hopping @ ground_projector).toarray(), 2)
)
report(
"ordinary hopping is not block diagonal [X typed]",
off_diagonal_norm > 1.0e-6,
"||(1-P)KP||=%.9f; relative-form premise fails" % off_diagonal_norm,
)
covariant_deviation = 0.0
mutant_deviation = 0.0
mutant = flavor_selective_hopping(cluster_count)
for generator in so4_vector_generators():
total_generator = second_quantize(
repeated_one_body(generator, cluster_count)
)
covariant_deviation = max(
covariant_deviation,
max_abs_sparse(total_generator @ hopping - hopping @ total_generator),
)
mutant_deviation = max(
mutant_deviation,
max_abs_sparse(total_generator @ mutant - mutant @ total_generator),
)
report(
"flavor-diagonal hopping is Spin(4)-covariant [N]",
covariant_deviation < 1.0e-10,
"max commutator %.3e" % covariant_deviation,
)
report(
"MUST-FAIL: flavor-selective hopping breaks covariance",
mutant_deviation > 1.0e-3,
"max commutator %.3e" % mutant_deviation,
)
bad_projector = determinant_projector(
TOY_CLUSTER_MODES,
tuple(range(TOY_CLUSTER_MODES)),
PHI,
normalization=1.0 / 3.0,
)
bad_idempotency = max_abs_sparse(bad_projector @ bad_projector - bad_projector)
bad_trace = float(np.real(bad_projector.diagonal().sum()))
report(
"MUST-FAIL: 1/3-normalization is not a projector",
bad_idempotency > 0.1 and abs(bad_trace - 2.0 / 3.0) < 1.0e-10,
"trace=%.9f defect=%.9f" % (bad_trace, bad_idempotency),
)
print("\nCLOSING SCAN n=2 (compressed)")
minimum_gap = float("inf")
closing_strength = None
for strength in CLOSING_STRENGTHS:
spectrum = low_spectrum((base + strength * hopping).tocsr())
if spectrum.gap < minimum_gap:
minimum_gap = spectrum.gap
if spectrum.gap <= EIG_TOL and closing_strength is None:
closing_strength = float(strength)
report(
"n=2 closing scan: no closing through t=4 [N]",
closing_strength is None and minimum_gap > EIG_TOL,
"min gap=%.9f on coarse grid %s" % (minimum_gap, CLOSING_STRENGTHS),
)
print("\nDYNAMICAL Z2/Z4 GRID")
models = {
(gauge_order, cluster_count): build_model(gauge_order, cluster_count)
for gauge_order, cluster_count in DYN_MODELS
}
expected_dims = {(2, 2): 128, (2, 3): 2048, (4, 2): 72}
for key, model in models.items():
report(
"Z%d L=%d Gauss sector dimension" % key,
len(model.allowed_states) == expected_dims[key],
"dim=%d" % len(model.allowed_states),
)
hermiticity = max(
max_abs_sparse(
model.mirror_hamiltonian - model.mirror_hamiltonian.getH()
),
max_abs_sparse(
model.hopping_hamiltonian - model.hopping_hamiltonian.getH()
),
)
report(
"Z%d L=%d Hermiticity" % key,
hermiticity < 1.0e-12,
"max |H-Hdag|=%.1e" % hermiticity,
)
grid = {}
for (gauge_order, cluster_count), model in models.items():
for electric_strength in ELECTRIC_STRENGTHS:
for hopping_strength in HOPPING_STRENGTHS:
point = analyze_grid_point(
model, hopping_strength, electric_strength
)
grid[
(gauge_order, cluster_count, electric_strength, hopping_strength)
] = point
report(
"Z%d L=%d hE=%.1f t=%.1f uniquely gapped [N]"
% (
gauge_order,
cluster_count,
electric_strength,
hopping_strength,
),
point.degeneracy == 1 and point.gap > EIG_TOL,
"gap=%.9f deg=%d" % (point.gap, point.degeneracy),
)
compressed_min = min(point.gap for point in grid.values())
conservative = [
point.gap
for key, point in grid.items()
if key[2] >= 1.0 - 1e-12 and key[3] <= 0.4 + 1e-12
]
report(
"compressed dynamical min gap uniquely positive [N]",
compressed_min > EIG_TOL
and min(conservative) > 0.5,
"compressed min=%.9f; conservative hE>=1 t<=0.4 min=%.9f"
% (compressed_min, min(conservative)),
)
report(
"full-probe min gap pinned [N] (uncompressed 124-check scan)",
tex_has(DET16_PAPER, "0.728854416"),
"paper min=%.9f; compressed min=%.9f (grid is coarser)"
% (FULL_PROBE_MIN_GAP, compressed_min),
)
print("\nSECOND-ORDER SCHRIEFFER-WOLFF (Z2 L=2)")
sw_model = models[(2, 2)]
cluster_count = 2
for electric_strength in SW_ELECTRIC:
_shift, _band, alpha = analytic_sw_coefficients(
cluster_count, electric_strength
)
envelope_residuals = []
for hopping_strength in SW_TEST_STRENGTHS:
point = analyze_grid_point(
sw_model, hopping_strength, electric_strength
)
predicted = 1.0 - alpha * hopping_strength**2
envelope_residuals.append(point.gap - predicted)
report(
"Z2 L=2 hE=%.1f SW envelope gap-(1-alpha t^2) [N]"
% electric_strength,
min(envelope_residuals) >= -1.0e-6,
"alpha=%.9f residuals t=.05/.10 = %.3e, %.3e"
% (alpha, envelope_residuals[0], envelope_residuals[1]),
)
scaled = [
residual / (hopping_strength**4 / electric_strength**2)
for residual, hopping_strength in zip(
envelope_residuals, SW_TEST_STRENGTHS
)
]
report(
"Z2 L=2 hE=%.1f residual is O(t^4/hE^2) [N]" % electric_strength,
min(scaled) > 0.0 and (max(scaled) / min(scaled)) < 1.25,
"scaled %.6f, %.6f ratio=%.4f"
% (scaled[0], scaled[1], max(scaled) / min(scaled)),
)
wrong_alpha = analytic_sw_coefficients(
cluster_count, electric_strength, wrong_active_denominator=True
)[2]
wrong_residuals = []
for hopping_strength in SW_TEST_STRENGTHS:
point = analyze_grid_point(
sw_model, hopping_strength, electric_strength
)
wrong_residuals.append(
point.gap - (1.0 - wrong_alpha * hopping_strength**2)
)
report(
"MUST-FAIL: Z2 L=2 hE=%.1f wrong-denominator SW" % electric_strength,
max(wrong_residuals) < -NUMERIC_TOL,
"mutant residuals %.3e, %.3e"
% (wrong_residuals[0], wrong_residuals[1]),
)
print("\nc_geo / L BOUNDED")
for cluster_count in (2, 3):
c_geo = (cluster_count - 1) * TOY_CLUSTER_MODES**2
c_over_l = (1.0 - 1.0 / cluster_count) * TOY_CLUSTER_MODES**2
report(
"c_geo/L = (1-1/L) m^2 for L=%d [N]" % cluster_count,
abs(c_over_l - c_geo / cluster_count) < 1e-12
and c_over_l <= TOY_CLUSTER_MODES**2 + 1e-12,
"c_geo=%d, c_geo/L=%.9f, bound m^2=%d"
% (c_geo, c_over_l, TOY_CLUSTER_MODES**2),
)
print("\nBDL HYPOTHESIS AUDIT (typed, no invented t_BDL)")
report(
"Gauss-restricted Hilbert space is not a tensor product",
True,
"local Gauss constraints correlate matter and adjacent links",
)
report(
"ambient cell assignment restores tensor-product locality",
True,
"cell x=(matter x, outgoing link x); H0 one-cell, hopping two-cell",
)
for gauge_order in (2, 4):
report(
"Z%d physical sector reduces the ambient Hamiltonian" % gauge_order,
exact_gauge_structure_check(gauge_order) == 0,
"all H0 and hopping terms commute with every Gauss generator",
)
report(
"BDL alpha and beta are not explicit constants",
True,
"Lemma 4.2 uses O-constants; no numeric t_BDL can be extracted",
)
report(
"BDL result is ground-energy, not spectral-gap control",
True,
"Theorem 3 error is O(N|epsilon|^(n+1)); Lemma 4.1 disclaims a gap bound",
)
report(
"measured t=0.4 safety factor is not numerically defined",
True,
"t_BDL contains unspecified alpha,beta, so 0.4/t_BDL is indeterminate",
)
analogue_beta = 4 * BDL_TRUNCATION_ORDER**2 * 2 * BDL_ANALOGUE_MODES
det16_beta = 4 * BDL_TRUNCATION_ORDER**2 * 2 * BDL_DET16_MODES
report(
"DET16 hopping strength follows exact mode count",
BDL_DET16_MODES == 4 * BDL_ANALOGUE_MODES
and analogue_beta == 128
and det16_beta == 512,
"analogue |t|<Delta min[beta/%d, 1/(256 alpha)]; DET16 beta/%d"
% (analogue_beta, det16_beta),
)
print("\nMEMORANDUM SOURCE-CONTAINS")
report(
"T3 MZ cited-verified: t*>0 and gap >= 1/2",
tex_has(DET16_PAPER, "volume-independent threshold $t_*>0$")
and tex_has(DET16_PAPER, "perturbed gap at least $1/2$"),
DET16_PAPER,
)
report(
"1/192 is the uncertified counting threshold, not a theorem",
tex_has(DET16_PAPER, r"t_{0,\mathrm{count}}=1/192")
and tex_has(DET16_PAPER, "Uncertified explicit-threshold box"),
"ordinary hopping fails the relative-form block hypothesis",
)
report(
"LTQO is verified for the product model",
tex_has(DET16_PAPER, r"\label{eq:exactLTQO}")
and tex_has(DET16_PAPER, r"\label{eq:MZLTQO}"),
"eq:exactLTQO verifies eq:MZLTQO",
)
report(
"BDL supplies no volume-uniform gap remainder (boxed)",
tex_has(DET16_PAPER, "does not supply the requested")
and tex_has(DET16_PAPER, r"\label{eq:BDLsymbolic}"),
"two BDL routes failed; item stays boxed",
)
report(
"FIREWALL: CHIRAL4D.MIRROR.DET16.01 stays Candidate [C]",
True,
"T1/T2 proved; T3 MZ cited; dynamical [N]; 1/192 and BDL boxed",
)
return summary(
"v1007 DET16 stability battery: counting/covariance/dynamical/"
"SW/BDL; 1/192 boxed; contract stays [C]"
)
if __name__ == "__main__":
raise SystemExit(run())
Recorded source fingerprint
feaf81bb4bb568cce12a972d606f93ba9eb841b986c395b677ef433574d53baf
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