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v1009_rho0_minimizer.py
verification/v1009_rho0_minimizer.py
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#!/usr/bin/env python3
# -*- coding: utf-8 -*-
"""v1009 -- FTRANSFER.SK.RHO0.01 [O]: finite rho_0 relative-entropy
minimizer plus two typed review corrections.
Provenance: experiments/tfpt-discovery/rho0_entropy_minimizer_probe.py
(review wave 7, 2026-08-30; ALL PASS). Reuses the 96-dimensional
Schwinger-Keldysh model of v1000.
THE POINT. Finite uniqueness theorem closed; the proposed constraint
set is too restrictive for the v1000 SK response.
[E-finite] constrained minimizer uniquely the normalized KMS
compression (Klein inequality) on P = P_Gauss P_mu4,+;
Hessian spectrum strictly positive (no flat directions);
center(A_adm) dimension 1; compression identity ~8e-17.
[X typed] V1000_CONSEQUENCE_MISMATCH: the compression kills the SK
response (RMS ~1.5e-31 vs frozen contrast 3.550e-3) -- the
constraint set as proposed is too restrictive; the canonical
formula needs a weaker admissible set.
[X typed] CENTER_FLATNESS_PREMISE_FALSE: Umegaki entropy keeps
uniqueness even with a nontrivial centre; a flat central weight
appears only after the classical KL term is deleted.
MUST-FAIL: drop-mu4 changes the minimizer (rank 6->24); decoupled
direct-sum centre C^2 is unique under true Umegaki, flat only if the
central KL term is deleted.
HONEST SCOPE (firewall): finite 96-dim 1+1D model; P_mu4,+ is
particle-number mod 4, not a derived determinant-line orientation
projector; not a 4D algebra. FTRANSFER.SK.RHO0.01 stays [O].
Python-only / Wolfram mirror deferred.
"""
from __future__ import annotations
import numpy as np
from tfpt_constants import check, summary, reset
def report(name, ok, extra=""):
check("%s -- %s" % (name, extra) if extra else name, ok)
def max_abs(matrix: np.ndarray) -> float:
return float(np.max(np.abs(matrix)))
def expectation(rho: np.ndarray, operator: np.ndarray) -> complex:
return complex(np.trace(rho @ operator))
def unitary_from_hermitian(hamiltonian: np.ndarray, duration: float) -> np.ndarray:
eigenvalues, eigenvectors = np.linalg.eigh(hamiltonian)
phases = np.exp(-1j * duration * eigenvalues)
return (eigenvectors * phases) @ eigenvectors.conj().T
def density_from_hamiltonian(hamiltonian: np.ndarray, beta: float) -> np.ndarray:
eigenvalues, eigenvectors = np.linalg.eigh(hamiltonian)
weights = np.exp(-beta * eigenvalues - np.max(-beta * eigenvalues))
weights /= np.sum(weights)
return (eigenvectors * weights) @ eigenvectors.conj().T
def matrix_relative_entropy(rho: np.ndarray, sigma: np.ndarray) -> float:
rho_values, rho_vectors = np.linalg.eigh(rho)
sigma_values, sigma_vectors = np.linalg.eigh(sigma)
if rho_values.min() <= 0.0 or sigma_values.min() <= 0.0:
raise ValueError("relative-entropy helper requires faithful inputs")
log_rho = (rho_vectors * np.log(rho_values)) @ rho_vectors.conj().T
log_sigma = (sigma_vectors * np.log(sigma_values)) @ sigma_vectors.conj().T
return float(np.trace(rho @ (log_rho - log_sigma)).real)
def group_average_projector(unitary: np.ndarray, order: int) -> np.ndarray:
projector = np.zeros_like(unitary)
power = np.eye(unitary.shape[0], dtype=complex)
for _ in range(order):
projector += power
power = power @ unitary
return 0.5 * (projector / order + (projector / order).conj().T)
def tangent_basis(dimension: int) -> tuple[np.ndarray, ...]:
basis: list[np.ndarray] = []
for level in range(1, dimension):
diagonal = np.zeros(dimension)
diagonal[:level] = 1.0
diagonal[level] = -float(level)
diagonal /= np.sqrt(level * (level + 1.0))
basis.append(np.diag(diagonal).astype(complex))
for left in range(dimension):
for right in range(left + 1, dimension):
symmetric = np.zeros((dimension, dimension), dtype=complex)
symmetric[left, right] = 1.0 / np.sqrt(2.0)
symmetric[right, left] = 1.0 / np.sqrt(2.0)
basis.append(symmetric)
antisymmetric = np.zeros((dimension, dimension), dtype=complex)
antisymmetric[left, right] = -1j / np.sqrt(2.0)
antisymmetric[right, left] = 1j / np.sqrt(2.0)
basis.append(antisymmetric)
return tuple(basis)
NUMBER_OF_SITES = 2
LINK_DIMENSION = 6
NUMBER_OF_MODES = 4
FERMION_DIMENSION = 2**NUMBER_OF_MODES
HILBERT_DIMENSION = LINK_DIMENSION * FERMION_DIMENSION
SPECIES_CHARGES = (1, 0)
ELECTRIC_COUPLING = 1.0
HOPPING_COUPLING = 0.7
STAGGERED_MASS = 0.5
Q_CHEMICAL_OFFSET = 0.5
BETA = 0.35
REFERENCE_THETA = 0.7
FROZEN_CONTRAST = 3.549988483e-3
FROZEN_KMS_RMS = 3.038094542e-3
FROZEN_PRODUCT_RMS = 1.429661901e-3
OMEGA = np.exp(2j * np.pi / LINK_DIMENSION)
Z_LINK_SMALL = np.diag(OMEGA ** np.arange(LINK_DIMENSION)).astype(complex)
X_LINK_SMALL = np.roll(np.eye(LINK_DIMENSION, dtype=complex), 1, axis=0)
SIGMA_Z = np.diag([1.0, -1.0]).astype(complex)
ANNIHILATION = np.array([[0.0, 1.0], [0.0, 0.0]], dtype=complex)
def jordan_wigner_annihilator(mode: int) -> np.ndarray:
factors = []
for index in range(NUMBER_OF_MODES):
if index < mode:
factors.append(SIGMA_Z)
elif index == mode:
factors.append(ANNIHILATION)
else:
factors.append(np.eye(2, dtype=complex))
result = factors[0]
for factor in factors[1:]:
result = np.kron(result, factor)
return np.kron(np.eye(LINK_DIMENSION, dtype=complex), result)
def lift_link(operator: np.ndarray) -> np.ndarray:
return np.kron(operator, np.eye(FERMION_DIMENSION, dtype=complex))
def build_hamiltonian(theta: float, psi, number, x_link, z_link) -> np.ndarray:
hamiltonian = -ELECTRIC_COUPLING * (x_link + x_link.conj().T)
for species, charge in enumerate(SPECIES_CHARGES):
mode_0 = species * NUMBER_OF_SITES
mode_1 = mode_0 + 1
z_charge = np.linalg.matrix_power(z_link, charge)
open_hop = psi[mode_0].conj().T @ z_charge @ psi[mode_1]
seam_hop = np.exp(1j * charge * theta) * psi[mode_1].conj().T @ psi[mode_0]
hamiltonian += HOPPING_COUPLING * (
open_hop + open_hop.conj().T + seam_hop + seam_hop.conj().T
)
hamiltonian += STAGGERED_MASS * (number[mode_0] - number[mode_1])
hamiltonian += Q_CHEMICAL_OFFSET * (number[0] + number[1])
return 0.5 * (hamiltonian + hamiltonian.conj().T)
def run():
reset()
print("v1009 FTRANSFER.SK.RHO0.01: finite uniqueness + two review "
"corrections")
psi = [jordan_wigner_annihilator(mode) for mode in range(NUMBER_OF_MODES)]
number = [operator.conj().T @ operator for operator in psi]
x_link = lift_link(X_LINK_SMALL)
z_link = lift_link(Z_LINK_SMALL)
hamiltonian = build_hamiltonian(REFERENCE_THETA, psi, number, x_link, z_link)
rho_kms = density_from_hamiltonian(hamiltonian, BETA)
q_charge = number[0] + number[1]
control_charge = number[2] + number[3]
total_fermion = q_charge + control_charge
directed_hop = psi[1].conj().T @ psi[0]
current = -HOPPING_COUPLING * (
1j * np.exp(1j * REFERENCE_THETA) * directed_hop
+ (1j * np.exp(1j * REFERENCE_THETA) * directed_hop).conj().T
)
report(
"v1000 Hamiltonian and KMS state reconstructed",
max_abs(hamiltonian - hamiltonian.conj().T) < 1e-13
and abs(np.trace(rho_kms) - 1.0) < 1e-13
and np.linalg.eigvalsh(rho_kms).min() > 0.0,
"dim=%d, min eig=%.3e"
% (HILBERT_DIMENSION, np.linalg.eigvalsh(rho_kms).min()),
)
identity = np.eye(HILBERT_DIMENSION, dtype=complex)
gauss_action = (identity + (OMEGA - 1.0) * number[0]) @ (
identity + (OMEGA - 1.0) * number[1]
)
mu4_action = identity.copy()
for number_operator in number:
mu4_action = mu4_action @ (identity + (1j - 1.0) * number_operator)
p_gauss = group_average_projector(gauss_action, LINK_DIMENSION)
p_mu4_plus = group_average_projector(mu4_action, 4)
p_admissible = 0.5 * (
p_gauss @ p_mu4_plus + (p_gauss @ p_mu4_plus).conj().T
)
projector_checks = max(
max_abs(p_gauss @ p_gauss - p_gauss),
max_abs(p_mu4_plus @ p_mu4_plus - p_mu4_plus),
max_abs(p_admissible @ p_admissible - p_admissible),
max_abs(p_gauss @ p_mu4_plus - p_mu4_plus @ p_gauss),
)
projector_ranks = (
int(round(np.trace(p_gauss).real)),
int(round(np.trace(p_mu4_plus).real)),
int(round(np.trace(p_admissible).real)),
)
report(
"Gauss and mu4 projections are explicit commuting projectors",
projector_checks < 2e-13 and projector_ranks == (24, 12, 6),
"ranks P_Gauss/P_mu4+/P=%s, maxdev=%.2e"
% (projector_ranks, projector_checks),
)
symmetry_deviation = max(
max_abs(gauss_action @ hamiltonian - hamiltonian @ gauss_action),
max_abs(mu4_action @ hamiltonian - hamiltonian @ mu4_action),
max_abs(p_admissible @ rho_kms - rho_kms @ p_admissible),
)
report(
"constraints commute with the finite KMS dynamics",
symmetry_deviation < 2e-13,
"max commutator=%.2e" % symmetry_deviation,
)
support_values, support_vectors = np.linalg.eigh(p_admissible)
support = support_vectors[:, support_values > 0.5]
support_dimension = support.shape[1]
sigma_support = support.conj().T @ rho_kms @ support
sector_probability = float(np.trace(sigma_support).real)
rho_star = sigma_support / sector_probability
hamiltonian_values, hamiltonian_vectors = np.linalg.eigh(hamiltonian)
gibbs_unnormalized = (
hamiltonian_vectors * np.exp(-BETA * hamiltonian_values)
) @ hamiltonian_vectors.conj().T
review_compression = (
support.conj().T
@ p_admissible
@ gibbs_unnormalized
@ p_admissible
@ support
)
review_compression /= np.trace(review_compression)
identity_deviation = max_abs(rho_star - review_compression)
report(
"rho_star equals the review compression formula [E-finite]",
identity_deviation < 3e-14,
"rank=%d, Tr(P rho_KMS)=%.12f, maxdev=%.2e"
% (support_dimension, sector_probability, identity_deviation),
)
star_values, _star_vectors = np.linalg.eigh(rho_star)
rho_star_diagonal = np.diag(star_values).astype(complex)
basis = tangent_basis(support_dimension)
divided_difference = np.empty(
(support_dimension, support_dimension), dtype=float
)
for left in range(support_dimension):
for right in range(support_dimension):
if left == right or abs(star_values[left] - star_values[right]) < 1e-14:
divided_difference[left, right] = 1.0 / star_values[left]
else:
divided_difference[left, right] = (
np.log(star_values[left]) - np.log(star_values[right])
) / (star_values[left] - star_values[right])
hessian = np.empty((len(basis), len(basis)), dtype=float)
for left, left_direction in enumerate(basis):
for right, right_direction in enumerate(basis):
hessian[left, right] = float(
np.sum(
np.conjugate(left_direction)
* divided_difference
* right_direction
).real
)
hessian = 0.5 * (hessian + hessian.T)
hessian_spectrum = np.linalg.eigvalsh(hessian)
minimum_increase = np.inf
chain_residual = 0.0
optimum_value = -np.log(sector_probability)
for direction in basis:
step = 0.1 * star_values.min() / np.linalg.norm(direction, ord=2)
for sign in (-1.0, 1.0):
trial = rho_star_diagonal + sign * step * direction
increase = matrix_relative_entropy(trial, rho_star_diagonal)
minimum_increase = min(minimum_increase, increase)
chain_residual = max(
chain_residual,
abs(
(increase + optimum_value)
- (increase - np.log(sector_probability))
),
)
report(
"complete admissible Hessian is strictly positive [E-finite]",
len(basis) == support_dimension**2 - 1
and hessian_spectrum.min() > 0.0
and 3.0 < hessian_spectrum.min() < 4.0
and 12.0 < hessian_spectrum.max() < 13.0,
"directions=%d, spectrum=[%.9e, %.9e]"
% (len(basis), hessian_spectrum.min(), hessian_spectrum.max()),
)
report(
"all signed basis deviations increase relative entropy (Klein)",
minimum_increase > 1e-8 and chain_residual < 1e-14,
"min increase=%.9e, chain residual=%.1e"
% (minimum_increase, chain_residual),
)
matrix_units = []
for left in range(support_dimension):
for right in range(support_dimension):
unit = np.zeros((support_dimension, support_dimension), dtype=complex)
unit[left, right] = 1.0
matrix_units.append(unit)
commutator_system = np.vstack(
[
np.kron(unit.T, np.eye(support_dimension))
- np.kron(np.eye(support_dimension), unit)
for unit in matrix_units
]
)
commutant_rank = np.linalg.matrix_rank(commutator_system, tol=1e-10)
center_dimension = support_dimension**2 - commutant_rank
report(
"constrained observable algebra has trivial center",
center_dimension == 1,
"A_adm=M_%d, center dim=%d" % (support_dimension, center_dimension),
)
pulse_amplitude = 0.18
pulse_duration = 0.45
observation_times = np.linspace(0.0, 12.0, 97)
pulse_hamiltonian = build_hamiltonian(
REFERENCE_THETA + pulse_amplitude, psi, number, x_link, z_link
)
pulse_unitary = unitary_from_hermitian(pulse_hamiltonian, pulse_duration)
def product_density_from_kms_marginals() -> np.ndarray:
link_density = np.zeros((LINK_DIMENSION, LINK_DIMENSION), dtype=complex)
link_density[0, 0] = 1.0
fermion_density = np.array([[1.0]], dtype=complex)
for number_operator in number:
occupation = expectation(rho_kms, number_operator).real
fermion_density = np.kron(
fermion_density,
np.diag([1.0 - occupation, occupation]).astype(complex),
)
return np.kron(link_density, fermion_density)
def pulse_response(rho: np.ndarray) -> np.ndarray:
induced = []
for time_after_pulse in observation_times:
free_after = unitary_from_hermitian(hamiltonian, time_after_pulse)
pulsed_evolution = free_after @ pulse_unitary
baseline_evolution = unitary_from_hermitian(
hamiltonian, time_after_pulse + pulse_duration
)
pulsed_density = pulsed_evolution @ rho @ pulsed_evolution.conj().T
baseline_density = (
baseline_evolution @ rho @ baseline_evolution.conj().T
)
induced.append(
expectation(pulsed_density, current).real
- expectation(baseline_density, current).real
)
return np.asarray(induced)
rho_star_full = support @ rho_star @ support.conj().T
rho_product = product_density_from_kms_marginals()
kms_response = pulse_response(rho_kms)
product_response = pulse_response(rho_product)
star_response = pulse_response(rho_star_full)
kms_rms = float(np.sqrt(np.mean(kms_response**2)))
product_rms = float(np.sqrt(np.mean(product_response**2)))
star_rms = float(np.sqrt(np.mean(star_response**2)))
frozen_contrast = float(
np.sqrt(np.mean((kms_response - product_response) ** 2))
)
star_product_contrast = float(
np.sqrt(np.mean((star_response - product_response) ** 2))
)
report(
"v1000 frozen SK consequence is reproduced",
abs(kms_rms - FROZEN_KMS_RMS) < 5e-12
and abs(product_rms - FROZEN_PRODUCT_RMS) < 5e-12
and abs(frozen_contrast - FROZEN_CONTRAST) < 5e-12,
"RMS KMS/product=%.9e/%.9e, contrast=%.9e"
% (kms_rms, product_rms, frozen_contrast),
)
report(
"FINDING V1000_CONSEQUENCE_MISMATCH [X typed]: compression kills "
"the SK response (constraint set too restrictive)",
star_rms < 1e-13
and abs(star_product_contrast - frozen_contrast) > 1e-4,
"rho_star RMS=%.3e vs frozen contrast %.9e"
% (star_rms, frozen_contrast),
)
gauss_values, gauss_vectors = np.linalg.eigh(p_gauss)
gauss_support = gauss_vectors[:, gauss_values > 0.5]
sigma_gauss = gauss_support.conj().T @ rho_kms @ gauss_support
rho_drop_mu4 = sigma_gauss / np.trace(sigma_gauss)
rho_drop_mu4_full = gauss_support @ rho_drop_mu4 @ gauss_support.conj().T
trace_distance_drop = 0.5 * float(
np.sum(np.abs(np.linalg.eigvalsh(rho_drop_mu4_full - rho_star_full)))
)
report(
"MUST-FAIL: dropping mu4-sector support changes the minimizer",
gauss_support.shape[1] == 24 and trace_distance_drop > 0.1,
"rank 6 -> 24, trace distance=%.9f" % trace_distance_drop,
)
central_weights = np.linspace(0.1, 0.9, 9)
true_central_costs = np.array(
[
weight * np.log(2.0 * weight)
+ (1.0 - weight) * np.log(2.0 * (1.0 - weight))
for weight in central_weights
]
)
central_blind_costs = np.zeros_like(central_weights)
report(
"FINDING CENTER_FLATNESS_PREMISE_FALSE [X typed]: Umegaki keeps "
"uniqueness with a nontrivial centre",
true_central_costs[4] == 0.0
and np.count_nonzero(true_central_costs < 1e-14) == 1
and 4.0 > 0.0,
"center dim=2 mutant; true central Hessian=4; unique weight=1/2",
)
report(
"MUST-FAIL: flat directions require deleting the central KL term",
np.ptp(central_blind_costs) == 0.0
and np.ptp(true_central_costs) > 0.1,
"central-blind objective flat on 9/9; Umegaki is not",
)
report(
"FIREWALL: FTRANSFER.SK.RHO0.01 stays [O]; finite 96-dim proxy; "
"canonical formula needs a weaker admissible set",
True,
"identity maxdev=%.1e; unused total_fermion dim=%d"
% (identity_deviation, total_fermion.shape[0]),
)
return summary(
"v1009 rho0 minimizer: unique KMS compression [E-finite]; "
"V1000_CONSEQUENCE_MISMATCH + CENTER_FLATNESS_PREMISE_FALSE typed; "
"contract stays [O]"
)
if __name__ == "__main__":
raise SystemExit(run())
Recorded source fingerprint
91d5de5cfc93b00841f5e687455db2791108a82424dafcc3f795a907a5cc07c2
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