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v295_flataway_a2_exact.py
verification/v295_flataway_a2_exact.py
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"""v295 -- FLATAWAY.A2.01: the EXACT analytic a_2 coefficient, replacing the numerical
positive-definiteness of v292 by a proof. Two exact results: (i) the heat-trace
deviation is non-negative for ALL deformations (convexity + the Gauss-Bonnet zero-mean
condition), vanishing iff the off-mark curvature vanishes; (ii) its exact second-order
coefficient is given in closed form by the divided-difference kernel of e^{-t x}.
Setup: Lambda(eps) = |D_theta| + eps*M_f, f = sum_k g_k cos(4k theta) (zero-mean,
Fourier support 4Z), M_f multiplication by f.
[E] 1. FIRST VARIATION VANISHES (Gauss-Bonnet). d/d eps Tr e^{-t Lambda(eps)}|_0 =
-t Tr(M_f e^{-t|D_theta|}) = -t * f_hat(0) * sum_n e^{-t|n|} = 0, because the
SMOOTH off-mark curvature has zero mean f_hat(0)=0 (its average is fixed by
Gauss-Bonnet / concentrated at the marks). Exact, no truncation.
[E] 2. CONVEXITY => GLOBAL MINIMUM (positive-definite, ALL orders). phi(x)=e^{-t x}
is strictly convex, so Lambda |-> Tr e^{-t Lambda} is convex (Klein / Peierls-
Bogoliubov); with a vanishing first variation, eps=0 is the GLOBAL minimum, so
Delta Tr(e^{-t Lambda}) >= 0 for EVERY deformation and ALL eps (verified even in
eps over eps in [-1,2], all positive), = 0 iff f = 0. This is the exact form of
the v292 positive-definiteness -- a theorem, not a numerical scan.
[E] 3. EXACT a_2 KERNEL. the second-order coefficient is
Delta Tr^(2) = (1/4) sum_n [Phi(|n|,|n+4k|) + Phi(|n|,|n-4k|)] g_k^2 with the
divided-difference kernel of e^{-t x}, Phi(a,b) = [(b-a) t e^{bt} + e^{at} -
e^{bt}] e^{-t(a+b)} / (a-b)^2 (a!=b) and Phi(a,a) = (t^2/2) e^{-t a} -- derived
by Duhamel and validated against the eps=1e-3 finite-difference control to
rel.err < 5e-6 -- the tolerance must dominate the control's own O(eps^2)~1e-6
truncation floor (widened from 1e-6 on 2026-07-02 after an external review hit
a platform-marginal 1.1e-6 at k=3; the closed form at machine precision is
v296) -- (k=1,2,3: W ~ 0.208, 0.148, 0.105 at t=0.5).
[E] 4. DEGENERATE-SPLIT CLOSED FORM. the resonant level |2k| splits to 2k +- g_k/2,
contributing exactly 2 e^{-2kt}(cosh(t g_k/2) - 1) >= 0 (all orders, manifestly
positive), with leading term (t^2/4) e^{-2kt} g_k^2 -- a clean positive piece of
the full coefficient.
[O] 5. THE REDUCTION (now analytic). Flat-Away <= 'the seam's spectral/heat data
fixes the a_2 heat coefficient to its flat value' => int f^2 = 0 => f = 0 off
the marks. The positive-definiteness underpinning this is now EXACT (convexity),
so only the single external fact remains.
Status: [E] the vanishing first variation + the convexity positive-definiteness (all
orders) + the exact divided-difference a_2 kernel (validated) + the degenerate-split
closed form; [O] the one external fact (the seam fixes a_2). Upgrades v292 from
numerical to analytic. Python (sympy kernel + numpy validation).
"""
import numpy as np
import sympy as sp
from tfpt_constants import check, summary, reset
T = 0.5
N = 120
def _phi_symbolic():
a, b, t, s, u = sp.symbols("a b t s u", real=True, positive=True)
inner = sp.integrate(sp.exp(-(t - s + u) * a - (s - u) * b), (u, 0, s))
return sp.simplify(sp.integrate(inner, (s, 0, t))), (a, b, t)
def _Phi(A, B, t):
if A == B:
return (t ** 2 / 2) * np.exp(-t * A)
return ((B - A) * t * np.exp(B * t) + np.exp(A * t) - np.exp(B * t)) \
* np.exp(-t * (A + B)) / (A - B) ** 2
def _W_exact(k, t):
tot = 0.0
for n in range(-N, N + 1):
for dd in (4 * k, -4 * k):
tot += _Phi(abs(n), abs(n + dd), t)
return tot / 4.0
def _dTr(k, eps, t=T):
ns = np.arange(-N, N + 1)
d = len(ns)
M = np.zeros((d, d))
for i in range(d):
for j in range(d):
if abs(ns[i] - ns[j]) == 4 * k:
M[i, j] = eps / 2
flat = np.diag(np.abs(ns).astype(float))
return float(np.sum(np.exp(-t * np.linalg.eigvalsh(flat + M)))
- np.sum(np.exp(-t * np.linalg.eigvalsh(flat))))
def run():
reset()
print("v295 FLATAWAY.A2.01: the EXACT analytic a_2 coefficient (convexity + divided-difference kernel)")
# 1. first variation vanishes (zero-mean / Gauss-Bonnet)
fhat0 = 0.0 # Fourier mean of f = sum_k g_k cos(4k theta)
check("FIRST VARIATION VANISHES [E]: d/deps Tr e^{-tL(eps)}|_0 = -t f_hat(0) "
"sum_n e^{-t|n|} = 0, since the smooth off-mark curvature has zero mean "
"f_hat(0)=%g (average fixed by Gauss-Bonnet / the marks) -- exact" % fhat0,
fhat0 == 0.0)
# 2. convexity => global minimum: Delta Tr >= 0 for all eps (even in eps)
eps_vals = [-1.0, -0.5, -0.2, 0.2, 0.5, 1.0, 2.0]
dvals = [_dTr(1, e) for e in eps_vals]
even = abs(_dTr(1, 0.7) - _dTr(1, -0.7)) < 1e-9
check("CONVEXITY => GLOBAL MINIMUM [E]: phi(x)=e^{-tx} strictly convex => "
"L|->Tr e^{-tL} convex (Klein/Peierls); with first variation 0, eps=0 is the "
"GLOBAL minimum, so Delta Tr >= 0 for ALL eps (%s, even in eps: %s), =0 iff "
"f=0 -- the EXACT form of the v292 positive-definiteness"
% ([round(d, 3) for d in dvals], even),
all(d > -1e-12 for d in dvals) and even)
# 3. exact a_2 kernel vs numerics (kernel derived symbolically via Duhamel)
_phi_symbolic() # derive the kernel symbolically (sanity that sympy integrates it)
kernel = "Phi(a,b) = [(b-a) t e^{bt} + e^{at} - e^{bt}] e^{-t(a+b)} / (a-b)^2"
errs = []
for k in (1, 2, 3):
we = _W_exact(k, T)
wn = _dTr(k, 1e-3) / 1e-6
errs.append(abs(we - wn) / wn)
# tolerance 5e-6, NOT 1e-6: the numeric control is an eps=1e-3 second finite
# difference whose own truncation error is O(eps^2) ~ 1e-6, so the comparison
# tolerance must DOMINATE the control's error floor (external review observed a
# platform-dependent marginal 1.1e-6 at k=3 with the old 1e-6). The closed-form
# anchor at machine precision is v296; this check keeps the independent numeric
# witness honest.
check("EXACT a_2 KERNEL [E]: Delta Tr^(2) = (1/4) sum_n [Phi(|n|,|n+4k|)+"
"Phi(|n|,|n-4k|)] g^2 with the divided-difference kernel of e^{-tx} (derived "
"by Duhamel: %s, Phi(a,a)=(t^2/2)e^{-ta}); matches the eps=1e-3 finite-"
"difference control to rel.err < 5e-6, dominating the control's own O(eps^2) "
"~ 1e-6 truncation floor (k=1,2,3: %s; closed form at machine precision: "
"v296)" % (kernel, [f"{e:.1e}" for e in errs]),
all(e < 5e-6 for e in errs))
# 4. degenerate-split closed form: 2 e^{-2kt}(cosh(t g/2) - 1) >= 0
g = 0.3
split_exact = 2 * np.exp(-2 * 1 * T) * (np.cosh(T * g / 2) - 1)
split_lead = (T ** 2 / 4) * np.exp(-2 * 1 * T) * g ** 2
check("DEGENERATE-SPLIT CLOSED FORM [E]: the resonant level |2k| splits to 2k+-g/2, "
"contributing exactly 2 e^{-2kt}(cosh(t g/2)-1) >= 0 (all orders; %.2e at "
"g=%.1f), leading term (t^2/4)e^{-2kt} g^2 = %.2e -- a manifestly positive "
"closed-form piece" % (split_exact, g, split_lead),
split_exact > 0 and abs(split_exact - split_lead) / split_lead < 0.05)
# 5. the reduction (now analytic)
check("THE REDUCTION (NOW ANALYTIC) [O]: Flat-Away <= 'the seam's spectral/heat "
"data fixes the a_2 heat coefficient to its flat value' => int f^2 = 0 => "
"f = 0 off the marks. The positive-definiteness is now EXACT (convexity), so "
"only the single external fact remains", True)
return summary("v295 FLATAWAY.A2.01: heat-trace deviation is non-negative for ALL deformations (convexity + zero-mean), with an exact divided-difference a_2 kernel (validated to <5e-6 against the finite-difference control, dominating its O(eps^2) floor; closed form at machine precision in v296); v292 upgraded from numerical to analytic")
if __name__ == "__main__":
raise SystemExit(1 if run() else 0)
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